Showing 1 - 10 of 47 results

Sort By
  • Relevance
  • Newest
  • Oldest

Tax Matters

CRUTs, Tax-Aware Strategies, and Concentrated Stock Diversification

When implemented well, CRUTs can be a valuable tool, combining wealth preservation with philanthropy. Our latest papers are meant to help investors maximize the benefits of these strategies.

Tax Matters

The Enduring Appeal of Gain Deferral, Part 4

Our first post in this series showed the power of deferral for building wealth; our second showed how robust the value of deferral is to changes in future tax rates on capital gains; our third considers whether deferral is still the right choice if an investor is able to find a strategy with a higher expected return. Here, we build on Part 3 by adding a tool investors and advisors increasingly have access to: tax-aware transition.

Working Paper

A Brief Guide to the Mathematics and Taxation of Charitable Remainder Unitrusts

We provide a practical guide for financial planners and wealth management professionals on charitable remainder unitrusts (CRUTs).

Working Paper

Combining Charitable Remainder Unitrusts and Tax-Aware Strategies to Diversify Low-Basis Stock

We show how combining charitable remainder unitrusts (CRUTs) with tax-aware strategies can help investors diversify low-basis stock and enhance after-tax wealth accumulation. Our findings suggest that investors and their advisors should integrate philanthropy and investment management to optimize wealth preservation and charitable impact.

Tax Matters

The Enduring Appeal of Gain Deferral, Part 3

Our first post in this series showed the power of deferral for building wealth, and our second showed how robust the value of deferral is to changes in future tax rates on capital gains. But what if you’re able to find a new investment with a higher expected return?

Tax Matters

Our Research into Tax-Aware Long-Short Investing

As the concept of tax-aware long-short investing becomes a mainstay of private wealth planning, we wanted to clearly articulate some core findings of our research, and help parse the jargon of this rapidly growing but sometimes confusing area.

Journal Article

A Brief Guide to Pricing and Taxation of Variable Prepaid Forwards

Variable prepaid forward (VPF) contracts have been developed as a solution to hedging the risk of concentrated low-basis stock. Using options pricing theory, we develop a VPF pricing model that helps understand the VPF prepayment amount and the cash flows and tax liabilities upon VPF rolls.

Tax Matters

Can Capital Losses Offset Gains from the Sale of Low-Basis Real Property?

In general, capital losses realized on stocks or other assets may offset capital gains, but not ordinary income, from the sale of a property. Therefore, it is important to understand which portion of the gain from the sale would be treated as capital gain and which would be treated as ordinary income.

Tax Matters

Separating the Wheat from the Chaff

Investors seeking tax efficiency must look for strategies motivated by a pre-tax investment rationale, otherwise known as “economic substance.”

Tax Matters

Levering Up to Do Good

Long/short tax aware strategies can be a win-win for the charitably inclined: larger donations for the charity and larger tax benefits for the donor.